Important News

IMPORTANT Great News!  I am so happy and excited to share with you, specific details that we have invested a lot of time in a rigorous process to upgrade our Economic and Investment Research Resources, Streamlining Operations and Trading Systems to a new regulatory Clearing Company and Platform.  This will also provide all of us with integrated systems, fewer third-party companies and a robust back-office team, as well as a secure e-sign-on into your accounts for you and most importantly this helps our firm to better serve and take care of you! I believe this change enhances my ability to service your accounts: offering more convenience and support to develop personalized financial strategies for your evolving and unique needs, by increasing efficiency. I am confident that this change will help us to better serve you and your financial needs.

I am still your independent Financial Advisor accountable to you and to directly serve your financial needs and best interests.  Now my FINRA securities licenses are held through LPL Financial, an independent broker dealer* as well as a SEC Registered Investment Advisory Firm.Y ou can find out more about them by visiting  https://www.lpl.com/  .

Thank you for your continued partnership, and the trust you place in me and our team to support your financial goals. Now more than ever, it takes patience and diligence to be successful at investing. Those are qualities we have cultivated together throughout our relationship, as we create and update investment strategies to work towards your specific financial needs.

Please allow myself, Tammy and Payton to continue to help you and your family’s financial needs. We ask that you agree to affiliate and/or transfer your investment accounts with me and LPL so we may continue to service your accounts as swiftly as possible on our new systems.

If your accounts are held directly at the mutual fund custodian or insurance company, your account number will remain the same and only the regulation FINRA firm will be updated to LPL.  If your accounts are at NFS, LLC as a 3^rd party to OSAIC then the accounts investments and securities will be transferred in kind to LPL, who is a member of SIPC. You will receive a new account number as a non-taxable transfer of assets, with me as your Advisor.

Please watch for very URGENT important follow up emails to help and allow us to transfer your accounts and log-in to the new systems, via DocuSign’s and Adobe E-Signs forms for you to promptly complete so that we may quickly re-gain access your accounts under our new affiliations.

We will continue to keep you posted and informed, continuing to act in your best interest.

Absolutely do feel free to give me a call and ask me to clarify any of the questions that you may have, let’s be sure to stay in touch together. Thank you for your trust and allowing us to continue be your trusted Financial Advisors!

Please also find FINRA’s educational communication regarding factors to consider in determining whether to transfer your assets here .*

Sincerely,

Heather   😊

https://www.finra.org/article/regulation-best-interest-%28reg-bi%29-overview

*https://www.finra.org/sites/default/files/Broker-Dealer-Recruitment-Disclosure.pdf

Multigenerational Wealth Strategies, LLC

hbrown@mgenwealth.com

619 N. Washington Ave   Livingston, TX  77351   Phone: 800.260.1615

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC.

The information contained in this email message is being transmitted to and is intended for the use of only the individual(s) to whom it is addressed. If the reader of this message is not the intended recipient, you are hereby advised that any dissemination, distribution or copying of this message is strictly prohibited. If you have received this message in error, please immediately delete.

HEATHER BROWN

March 1, 2017

As many of you know, Multigenerational Wealth Strategies, LLC, began when Shawn joined his father’s financial planning practice. It was important to both his father and himself that you and your families continued to receive quality advice and care in the event of a catastrophe. Unfortunately, such a catastrophe occurred and Shawn had to activate the succession plan with the passing of his father. Since that time he searched for a partner who could continue the practice in the event that he could not continue provide you with the high levels of service you are entitled to receive. And, as the recipient of a legacy business to which he has a profound emotional connection, He has very high standards when selecting a partner. Any potential partner needed to exhibit intelligence, dedication and compassion. He found the partner he sought.

 It is with great pleasure that we would like to announce that Heather Brown is now a partner of Multigenerational Wealth Strategies, LLC. Heather joined the firm almost four years ago. In that time she acquired all of the same licensing that Shawn holds, including the Series 24 (Branch Manager’s) licensing. Heather and Shawn work closely to analyze investments and meet with representatives of various investment companies. Heather has been intimately connected with daily operations of the office, and your accounts from her start.  Moreover, Heather possesses attributes that cannot be taught. She is extremely hardworking and, she truly cares about you and your families. We are confident that she will continue to go the extra mile to ensure that your needs are promptly met.

 It is important to note that this news does not signal a change in the strategy and culture of our firm. And, Shawn is still involved in all of the decisions regarding this firm and your accounts.

Many of you have asked us to structure your investments so that we at Multigenerational Wealth Strategies, LLC, can make appropriate and timely adjustments to your accounts without having to contact you prior to making those changes. To respond to those requests, we would like to talk to you about creating, or moving to, a new type of account—the “wrap account.” There are several advantages to this account. We at Multigenerational Wealth Strategies, LLC would be able to respond to sudden changes in the stock market, based on our prior conversations with and instructions from you, without having to interrupt your day. Currently, if you are not in an Advisory account (wrap account), we must speak with you directly before making any changes to your account.

In many cases, these accounts may lower the annual fees you pay. Moreover, we will be able to use the same companies that you are currently invested with, as well as others, without your having to pay upfront sales charges.

However, we tailor your portfolios to your needs. These proposed “wrap accounts” are not for everyone. Please contact us at 800-260-1615 or at info@mgenwealth.com, so that we can discuss whether a change in the structure of your investments is appropriate for you.